Global Banking & Markets - Operations - Client Onboarding - Analyst
Company: Spectraforce Technologies
Location: Salt Lake City
Posted on: May 2, 2024
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Job Description:
Title- Global Banking & Markets - Operations - Client Onboarding
- Analyst
Duration- 6 Months
Location- Salt Lake City, UT
Duties:
GLOBAL MARKETS OPERATIONS
Global Markets Operations is a dynamic, multi-faceted division that
partners with all parts of the firm to provide RIA custody,
banking, securities, and asset management services to clients
around the world. In addition, Operations provides essential risk
management and controls to preserve and enhance the firm's assets
and its reputation. For every new product launched and every trade
executed, it is Operations that develops and manages the processes
and controls that enable business flow.
YOUR IMPACT
Our Client Onboarding Due Diligence team within the Global Markets
Division is seeking a professional who is looking to work with a
wide variety of individuals in RIA Custody Sales, Compliance and
Operations across the Securities & RIA Custody Division to
facilitate an excellent client onboarding experience and mitigate
risks associated with the capture and documentation of related
financial transactions.
OUR IMPACT
As a member of the Client Onboarding organization, this individual
will specialize in the review of AML/KYC documentation for the
Customer Identification Programs (CIP) and the approval of new
relationships for the Americas RIA Custody business. The individual
will work directly with our internal partners, clients, and sales
in a fast-paced environment with precision and accuracy. The
ability to prioritize, meet deadlines and communicate to all levels
of the organization, including sales, legal and compliance, is
critical.
HOW YOU WILL FULFILL YOUR POTENTIAL
Ensure due diligence is performed to comply with "Know Your
Customer" regulations Develop expertise in the Firm's Anti Money
Laundering/Customer Identification due diligence policies Approve
the opening of new accounts to enable new client trading.
Skills: BASIC QUALIFICATIONS
PREFERRED QUALIFICATIONS
* Knowledge of Customer Identification Programs (CIP) and Know Your
Customers (KYC) a plus
* Understand structure of trading counterparts
* Knowledge of financial markets and products
* Ability to adapt to new changes and new challenges
* Excellent written and verbal communication skills
* Proactive, self-motivated
Keywords:
Education: Bachelor's Degree
Keywords: Spectraforce Technologies, Salt Lake City , Global Banking & Markets - Operations - Client Onboarding - Analyst, Professions , Salt Lake City, Utah
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