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Operational Risk Consultant 4 - WIM Control

Company: Wells Fargo
Location: Salt Lake City
Posted on: July 15, 2019

Job Description:

Job Description At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Wealth and Investment Management (WIM) businesses build enduring client relationships through sound, thoughtful and objective advice. We help our clients by developing individualized plans for everything from retirement goals to business succession planning, to family legacy intentions. Services include comprehensive planning and advice, investment management, brokerage, private banking, estate planning strategies, trust, and both individual and institutional retirement. Wealth and Investment Management (WIM) Operational Risk Control Team The WIM Operational Risk Control team provides business executives with an aggregate view of risk for their respective business, as well as assurance of the effectiveness and sustainability of the internal risk and control framework, including risk assessment, reporting, monitoring and escalation of control related issues. The Role WIM Operational Risk Control team is expanding and had an exciting new opportunity for an experienced senior operational risk consultant. A successful candidate must be a collaborative individual contributor capable of initiating action, leading from the front and managing multiple concurrent deliverables without sacrificing quality or deadlines in an aggressive and past paced environment. The successful candidate will be instrumental in building out a roadmap for the maturity of the program. He/She will be expected to build strong and collaborative relationships with partners within WIM Operational Risk Control team and the enterprise, develop and demonstrate an understanding of risk management framework while, provide credible challenge, and deliver sound advice and counsel on applicable internal policy and program requirements. This individual will be primary point of contact and responsible for leading and/or supporting Operational Risk Program oversight and related activities. Key Responsibilities include but are not limited to: - Manage and support implementation and on-going administration for Major Policy Requirements (MPRs) within the WIM Operational Risk Programs - Provide governance and manage to policy and standards required with SHRP (GRC Platform) Compliance Management modules for Compliance and Operational Risk Programs and Risk Assessable Units including assisting in the development and implementation for the WIM Operational Risk programs in and coordinate activities with WIM Operational Risk, WIM Compliance and WIM Testing and Validation points of contact. - Support coordination & policy editorial reviews required by the Policy Management Policy that potentially impact the WIM Operational Risk Programs. - Perform periodic support to Compliance and Operational Risk Program Owners/delegates and LOB Evaluators including: - Major Compliance and Policy Requirement Dispositioning/Applicability Record support and oversight - For their internal and external credible challenge inquiries (including: policy related, audit and/or IRM/self-assessment), ongoing data quality monitoring, system and policy related requirements, ongoing enhancements to WIM Operational Risk Programs - Perform on-going monitoring by leveraging SHRP Reporting to provide enhanced credible challenge to ensure accuracy and ensure adherences to current SHRP Compliance Management data quality policy and standards. - Develop and maintain SHRP Reporting for insight into key risk indicators of SHRP Compliance Management, including data metric trend analysis and recommendations. - Provide leadership and support for ongoing Community of Practice meetings, communications notifications/presentations and enhancements to Operational Risk Program Owners/delegates (i.e. procedures, guidance documents). - Manage projects or initiatives within the WIM Operational Risk Program Oversight program to promote continuous improvement and ongoing maturity of the various Operational Risk Programs - Provide back-up support for the same objectives for Compliance Risk Programs within WIM. - SHRP Platform administration & support Required Qualifications - 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both Desired Qualifications - Advanced Microsoft Office skills - Excellent verbal, written, and interpersonal communication skills - Strong analytical skills with high attention to detail and accuracy - Ability to interact with all levels of an organization - Advanced Microsoft Office skills - Excellent verbal, written, and interpersonal communication skills - Strong analytical skills with high attention to detail and accuracy - Ability to interact with all levels of an organization Other Desired Qualifications - 3+ years of experience with Governance, Risk, and Compliance (GRC) concepts - Professional risk management designation e.g. CRCM, ACAMS, CIA - Experience with RSA Archer Governance, Risk & Compliance tool or equivalent - Strong technical knowledge of risk management frameworks and principles, internal control design objectives, audit / testing / quality assurance methodologies - Audit Experience - Demonstrated Risk Program/Policy Implementation experience - Experience and understanding of WF Operational Risk Management Platform (SHRP) modules (SHRP Issue Management, RCSA, Compliance Management, SHRP Reporting) or their equivalents - Experience building partnerships and consulting effectively with leadership - Ability to influence stakeholders in a collaborative environment without direct organizational authority - Knowledge and understanding of financial services industry: compliance, risk management, or audit operations - Experience working in or closely with Wealth and Investment Management lines of business (or external equivalents) sufficient to demonstrate a working knowledge of their products/services, key processes/systems, and organizational structure - Experience creating reports in response to management, audit, or regulatory requirements - Demonstrated data analysis experience - Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment to meet changing business needs Job Expectations - Ability to travel up to 10% of the time Salary Information The salary range displayed below is based on a Full-time 40 hour a week schedule. NC-Charlotte: Min: $80,500 Mid: $115,000 MO-Saint Louis: Min: $80,500 Mid: $115,000 IA-West Des Moines: Min: $80,500 Mid: $115,000 UT-Salt Lake City: Min: $80,500 Mid: $115,000 MN-Minneapolis: Min: $80,500 Mid: $115,000 Disclaimer All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act. Relevant military experience is considered for veterans and transitioning service men and women. Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo, Salt Lake City , Operational Risk Consultant 4 - WIM Control, Professions , Salt Lake City, Utah

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